SEC clamping down on investment sites

SEC clamping down on investment sites - Bangkok Post, July 17, 2006
... According to the Securities and Exchange Commission, people offering investment advice and management must not only be properly licensed, but also must work only at approved asset management firms or securities brokers.
The SEC last week closed www.dsm-stockpile.com, a website that had been found to have been dispensing advisory services as well as managing assets...
This entry was posted in Economy. Bookmark the permalink.

Leave a Reply

Your email address will not be published.

This site uses Akismet to reduce spam. Learn how your comment data is processed.